Effective Compliance Programs
This course is part of Regulatory Compliance Specialization.
This course cannot be purchased separately - to access the complete learning experience, graded assignments, and earn certificates, you'll need to enroll in the full Regulatory Compliance Specialization program. You can audit this specific course for free to explore the content, which includes access to course materials and lectures. This allows you to learn at your own pace without any financial commitment.
4.9
(732 ratings)
19,610 already enrolled
Instructors:
English
پښتو, বাংলা, اردو, 3 more
Powered by
What you'll learn
Build a strong compliance culture
Implement effective compliance policies
Understand compliance psychology
Manage non-compliance incidents
Develop strategic compliance programs
Skills you'll gain
This course includes:
2.3 Hours PreRecorded video
10 assignments
Access on Mobile, Tablet, Desktop
FullTime access
Shareable certificate
Closed caption
Get a Completion Certificate
Share your certificate with prospective employers and your professional network on LinkedIn.
Created by
Provided by
Top companies offer this course to their employees
Top companies provide this course to enhance their employees' skills, ensuring they excel in handling complex projects and drive organizational success.
There are 4 modules in this course
This comprehensive course explores the fundamental aspects of creating and maintaining effective compliance programs in organizations. The curriculum covers building a strong compliance culture, implementing essential policies and procedures, understanding the psychology of compliance, and managing non-compliance incidents. Through practical examples and case studies, students learn how to develop and execute compliance strategies while considering human psychology and organizational behavior.
Building a Strong Compliance Culture
Module 1 · 2 Hours to complete
A Closer Look at the Essentials
Module 2 · 3 Hours to complete
The Psychology of Compliance
Module 3 · 2 Hours to complete
Dealing With Non-Compliance
Module 4 · 2 Hours to complete
Fee Structure
Individual course purchase is not available - to enroll in this course with a certificate, you need to purchase the complete Professional Certificate Course. For enrollment and detailed fee structure, visit the following: Regulatory Compliance Specialization
Instructors
Leading Compliance and Legal Expertise at Cerberus Capital Management
Mr. Kandel serves as the Global Chief Compliance Officer, Senior Legal Counsel, and Senior Managing Director at Cerberus Capital Management, L.P., one of the world’s foremost private investment firms, having joined in 2007. He oversees the compliance functions for the firm’s diverse activities in private equity, lending, real estate, and trading across 18 global offices. In addition to his compliance role, he is an active member of several key committees, including the Compliance and Risk Management Committee, Valuation Committee, and is the Chair of the Environmental, Social and Governance Committee. Before Cerberus, he was the First Vice President and Assistant General Counsel at Merrill Lynch from 1998 to 2007, focusing on state regulation, legislation, and government relations, and managing various compliance issues related to the SEC and other regulatory bodies. Earlier in his career, Mr. Kandel was the Chief of the Investor Protection & Securities Bureau at the New York State Attorney General’s Office, where he oversaw the prosecution of numerous securities fraud cases and conducted public hearings on key issues like Microcap Securities Fraud. His extensive legal career also includes roles as Senior Special Counsel at the New York Stock Exchange's Enforcement Division and as an Assistant District Attorney in Manhattan. Mr. Kandel graduated magna cum laude from the University of Pennsylvania with a BA in Economics and Political Science and earned his law degree from the same institution, where he currently serves as a Lecturer in Law, teaching Corporate Governance and Compliance.
Lecturer in Law
Lauren B. Steinfeld serves as a Lecturer in Law at the University of Pennsylvania, where she also holds the position of Chief Privacy Officer for Penn Medicine. In her role, she leads the HIPAA compliance program and oversees various privacy initiatives across Penn's hospitals and physician practices. Steinfeld has been instrumental in developing an institution-wide privacy program within higher education, establishing policies and risk assessment models to safeguard personal information. Her expertise encompasses a wide range of privacy-related issues, including cloud computing, social media, and compliance with FERPA and HIPAA regulations.Before her tenure at Penn, Ms. Steinfeld worked at the Office of Management and Budget (OMB), where she contributed to the development of HIPAA medical privacy regulations during the Clinton Administration. She has also advised on various privacy matters, including identity theft and cybersecurity. At Penn Law, she teaches courses such as "Privacy Law and Data Protection" and "Effective Compliance Programs," sharing her extensive knowledge of compliance frameworks and privacy law with students. With a B.A. from the University of Pennsylvania and a J.D. from New York University School of Law, Lauren Steinfeld combines academic rigor with practical experience in the field of privacy law
Testimonials
Testimonials and success stories are a testament to the quality of this program and its impact on your career and learning journey. Be the first to help others make an informed decision by sharing your review of the course.
Frequently asked questions
Below are some of the most commonly asked questions about this course. We aim to provide clear and concise answers to help you better understand the course content, structure, and any other relevant information. If you have any additional questions or if your question is not listed here, please don't hesitate to reach out to our support team for further assistance.